Richard joined us in 2014 and leads our Compliance function, overseeing regulatory compliance and reporting, adviser supervision, professional indemnity insurance and general risk management within the business.
As part of our Senior Management team, Richard enjoys being at the heart of the organisation where he can work with colleagues across the firm to support the delivery of excellent client care. He ensures that there are processes in place that are in the clients’ interests and, where necessary, can step in to provide independent oversight.
With experience supervising over 500 Financial Advisors in his previous role, Richard is well placed to work on the overall strategy of Francis Clark Financial Planning. He has influence in all areas of the firm to ensure we are always working to deliver positive outcomes.
In between his work, spending time with his family and enjoying sports, Richard is currently working towards Chartered and Fellowship status.
